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NFA Notice to Members I-20-45-Compliance Date for NFA's Swaps Proficiency Requirements

December 10th | 2020



The NFA recently issued a reminder that the Compliance Date for NFA's Swaps Proficiency Requirements is January 31, 2021. NFA Members with associated persons (AP) required to satisfy NFA's Swaps Proficiency Requirements must ensure these individuals do so by January 31, 2021. Individuals who do not satisfy the Swaps Proficiency Requirements by the compliance date will be unable to engage in swaps activities until they have done so. The NFA's Swaps Proficiency Requirements webpage is a helpful resource for NFA Members seeking additional information to help understand their obligations related to the Swaps Proficiency Requirements.

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